SkarpUnderstanding Products and Their Risks
BL244% of exam
- Equity securities + features
- Debt securities + yield
- Packaged products (mutual funds, ETFs, UITs)
- Options basics
- Direct participation programs + alternatives
- Investment risk types
FINRA · SIE
Securities Industry Essentials (SIE) practice exam
Start with a free diagnostic that shows which of the 4 exam domains you have not mastered yet. Then study guides built from your wrong answers, and mock exams that adapt until you are ready. 75 questions · 105 min · 70% to pass.
Start free diagnosticFree · no card required
The exam at a glance
- Questions
- 75
- Time limit
- 105 min
- To pass
- 70%
- Domains
- 4
- Blueprint
- FINRA SIE content outline
- Exam fee
- $80
What SIE actually tests
The official FINRA blueprint (FINRA SIE content outline) splits the exam into 4 domains, weighted as below. Skarp maps every question and every study guide to one of them, so a weak domain is something you can see and fix rather than guess at.
Understanding Trading, Customer Accounts, and Prohibited Activities
BL231% of exam
- Account types + suitability
- Order types + execution
- Margin basics
- Settlement
- Prohibited activities (front-running, insider trading)
Knowledge of Capital Markets
BL216% of exam
- Regulators + market participants
- Primary vs secondary markets
- Market structure + economic factors
- Market indices
Overview of the Regulatory Framework
BL29% of exam
- SEC + SROs
- Registration + qualification
- FINRA rules
- Customer protection + complaints + arbitration
How Skarp gets you to 70%
Step 1
Free diagnostic
About a minute. You get a score for every domain, not a single number — so you can tell whether the gap is in “Understanding Products and Their Risks” or somewhere narrower.
Step 2
A study guide from your wrong answers
Not a generic chapter. The guide is written against the questions you actually missed, and it explains why each wrong option was wrong.
Step 3
Mock exams at real conditions
75 questions, 105 minutes, same domain weighting as the real SIE paper.
Step 4
Repeat, re-weighted
Each retake over-weights the domains you struggled with, until your readiness score sits clear of the 70% pass mark.
Securities Industry Essentials (SIE) — common questions
How many questions are on the Securities Industry Essentials (SIE) exam?
The Securities Industry Essentials (SIE) exam has 75 questions with a 105-minute time limit. Skarp mock exams match that count and timing so practice feels like the real sitting.
What score do you need to pass SIE?
You need 70% to pass. Skarp tracks a readiness score against that threshold, domain by domain, so you can see whether you are above the line before you book.
Which blueprint version does this cover?
Skarp maps every Securities Industry Essentials (SIE) question to the official FINRA SIE content outline blueprint from FINRA, across 4 exam domains. Questions are dated to their blueprint version, so you are never studying a retired syllabus.
Is the Securities Industry Essentials (SIE) diagnostic free?
Yes. The diagnostic is free and needs no card. It takes about a minute and reports which of the 4 exam domains are already solid and which are not. Full prep — adaptive study guides and unlimited mock exams — needs Plus.
How much does the Securities Industry Essentials (SIE) exam cost?
FINRA charges around $80 to sit SIE. That is the exam fee itself and is paid to FINRA, not to Skarp — which is why it is worth knowing you are ready before you book.
See where you stand on SIE — free.
A free diagnostic, no card needed. Find your weakest domain before you pay FINRA $80 to sit the exam.
Start free diagnosticSIE® and FINRA® are registered trademarks of the Financial Industry Regulatory Authority. Skarp is independent of FINRA; this preparation material is not affiliated with, endorsed by, or sponsored by FINRA.